Stock Reports

Institutional  ( Sample PDF )
View the current shares held along with the change in shares from the previous reporting period. You can choose just to view 13f holders, mutual fund holders or all institutional holders. Additionally, you can also choose to view the voting authority and investment discretion on 13fs or view the relationship between the 13f money manager and the mutual funds they manage.
Insiders  ( Sample PDF )
Select a ticker and you can see all the insider transactions for a stock. Filtering on form type (forms 3, 4, options and 144), trade type (i.e. buy, sell), and shares traded are available along with others to limit the criteria. Or click on the link to view the original SEC filing.
5% Major Holders  ( Sample PDF )
This database is comprised of 13D, 13G and 14D-1 filings. It can be sorted by filing date or shares held. You can view any accompanying text by clicking on the text button.

Peer Reports  ( Sample PDF )

This report allows you to list up to 30 tickers, and see the holders of each security in one easy to read report. You can choose to view the report by (a) number of shares held, (b) change in shares held or (c) dollar value of shares held.

Portfolio Reports

Institutional  ( Sample PDF )
View the holdings of a particular institution. The data can be filtered by exchange, industry, or new holdings. The report allows sorting by clicking column headers such as shares held, dollar value held, or alphabetically by stock name.
Insiders
Select an insider's name and view their holdings. You can filter by form type or the time period of the transactions.
5% Holders
View the 5% holdings for a company or individual. You can filter by security or percent held.

History Reports

Available for institutional stock reports and institutional portfolio reports; multiple filtering methods are available to narrow or expand your criteria. The most recent 12 quarters of information can be displayed on the screen, or for longer periods of time you can contact client services.

Vickers Weekly Insider Report  ( Sample PDF )

This report lists the transactions reported to the SEC by Corporate Insiders (officers and directors) of publicly held companies. Data is derived from Form 4 filings.

This publication includes: 
 > Insider Transactions (Form 4 filings) 
 > Weekly Commentary by David Coleman
 > The Vickers Company Insider Index (which ranks companies by insider trading trends)
 > Vickers Sell/Buy Ratios • Model Portfolios (based upon insider trading data)
 > Stocks most actively bought/sold by insiders

Vickers Transaction & Intentions Report  ( Sample PDF ) 

Data is derived from:
Form 144 - Notice of Proposed Sale of Restricted Securities (data items - issuer name, shares to be sold, dollar value, filer name, address, phone number and broker).
13d - 5% Equity Ownership (data items - issuer name, filer name and address, transaction date, current holding, percentage held, voting power, dispositive power and synopsis).

Published twice a week on Tuesday and Thursday.